0001009005-13-000001.txt : 20130418 0001009005-13-000001.hdr.sgml : 20130418 20130418163601 ACCESSION NUMBER: 0001009005-13-000001 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20130418 DATE AS OF CHANGE: 20130418 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BofI Holding, Inc. CENTRAL INDEX KEY: 0001299709 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 330867444 STATE OF INCORPORATION: DE FISCAL YEAR END: 0613 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-81216 FILM NUMBER: 13769550 BUSINESS ADDRESS: STREET 1: 4350 LA JOLLA VILLAGE DR. STREET 2: SUITE #140 CITY: SAN DIEGO STATE: CA ZIP: 92122 BUSINESS PHONE: (858) 350-6200 MAIL ADDRESS: STREET 1: 4350 LA JOLLA VILLAGE DR. STREET 2: SUITE #140 CITY: SAN DIEGO STATE: CA ZIP: 92122 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SHAKER INVESTMENTS LLC/OH CENTRAL INDEX KEY: 0001009005 IRS NUMBER: 341970851 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: ONE CHAGRIN HIGHLANDS STREET 2: 2000 AUBURN DRIVE; SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44122-4314 BUSINESS PHONE: 216-292-2950 MAIL ADDRESS: STREET 1: ONE CHAGRIN HIGHLANDS STREET 2: 2000 AUBURN DRIVE; SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44122-4314 FORMER COMPANY: FORMER CONFORMED NAME: SHAKER INVESTMENTS INC/OH DATE OF NAME CHANGE: 19990329 SC 13G 1 bofisc13g-2013.txt SCHEDULE 13G FOR BOFI Securities and Exchange Commission, Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* BOFI HOLDING INC ____________________________________________________ (Name of Issuer) COMMON STOCK PAR VALUE $0.01 ____________________________________________________ (Title of Class of Securities) 05566U108 ____________________________________________________ (CUSIP Number) DECEMBER 31, 2011 ____________________________________________________ (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [x] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 05566U108 (1) Names of reporting persons SHAKER INVESTMENTS LLC (2) Check the appropriate box if a member of a group (a) (b) [X] Page 2 of 6 Pages (3) SEC use only (4) Citizenship or place of organization DELAWARE Number of shares beneficially owned by each reporting person with: (5) Sole voting power: 277764 (6) Shared voting power: NONE (7) Sole dispositive power: 449849 (8) Shared dispositive power: NONE (9) Aggregate amount beneficially owned by each reporting person: 449849 (10) Check if the aggregate amount in Row (9) excludes certain shares (see instructions) (11) Percent of class represented by amount in Row (9) 3.51% (12) Type of reporting person (see instructions) IA Item 1(a) Name of issuer: BOFI HOLDING, INC. Item 1(b) Address of issuer's principal executive offices: 12777 HIGH BLUFF DRIVE SUITE 1000 SAN DIEGO, CA 92130 Item 2. 2(a) Name of person filing: SHAKER INVESTMENTS LLC 2(b) Address or principal business office or, if none, residence: 3690 ORANGE PLACE SUITE 400 BEACHWOOD, OH 44122 ____________________ 2(c) Citizenship: USA ____________________ 2(d) Title of class of securities: COMMON STOCK ____________________ 2(e) CUSIP No.: 05566U108 ____________________ Page 3 of 6 Pages Item 3. If this statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) [ ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); (b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); (c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); (d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940; (e) [X] An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G); (h) [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C.80a-3); (j) [ ] A non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J); (k) [ ] Group, in accordance with 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J),please specify the type of institution: ____ Item 4. Ownership Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: 449849. (b) Percent of class: 3.51%. (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote 277764. Page 4 of 6 Pages (ii) Shared power to vote or to direct the vote NONE. (iii) Sole power to dispose or to direct the disposition of: 449849. (iv) Shared power to dispose or to direct the disposition of NONE. Item 5. Ownership of 5 Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following [X]. Instruction. Dissolution of a group requires a response to this item. NOT APPLICABLE Item 6. Ownership of More than 5 Percent on Behalf of Another Person. If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest relates to more than 5 percent of the class, such person should be identified. A listing of the shareholders of an investment company registered under the Investment Company Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund is not required. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. NOT APPLICABLE If a parent holding company or control person has filed this schedule pursuant to Rule 13d-1(b)(1)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company or control person has filed this schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating the identification of the relevant subsidiary. Item 8. Identification and Classification of Members of the Group If a group has filed this schedule pursuant to 240.13d-1(b)(1)(ii)(J), so indicate under Item 3(j) and attach an exhibit stating the identity and Item 3 classification of each member of the group. If a group has filed this schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating the identity of each member of the group. NOT APPLICABLE Page 5 of 6 Pages Item 9. Notice of Dissolution of Group. NOT APPLICABLE Notice of dissolution of a group may be furnished as an exhibit stating the date of the dissolution and that all further filings with respect to transactions in the security reported on will be filed, if required, by members of the group, in their individual capacity. See Item 5. Item 10. Certifications (a) The following certification shall be included if the statement is filed pursuant to 240.13d-1(b): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Signature. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: April 15, 2013. Signature. Raymond J. Rund Name/Title. Raymond J. Rund / Managing Director The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, Provided, however, That a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties for whom copies are to be sent. Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (see 18 U.S.C. 1001).[43 FR 18499, Page 6 of 6 Pages Apr. 28, 1978, as amended at 43 FR 55756, Nov. 29, 1978; 44 FR 2148, Jan. 9, 1979; 44 FR 11751, Mar. 2, 1979; 61 FR 49959, Sept. 24, 1996; 62 FR 35340, July 1, 1997; 63 FR 2867, Jan. 16, 1998; 63 FR 15287, Mar. 31, 1998; 72 FR 45112, Aug. 10, 2007; 73 FR 17813, Apr. 1, 2008; 73 FR 60089, Oct. 9, 2008]